You’ve recently been hired as the first Chief Compliance Officer for Company X, a cutting-edge and fast growing artificial intelligence company, with subsidiaries in Europe, Russia and Asia. After a week on the job, you receive an anonymous tip that for the past 5 years, Company X UK has been transferring software licensing agreements in violation of EAR to Russia.
Using additional facts drafted by an expert panel, explore and troubleshoot Company X’s systemic problems as well as identify the interplay between export control, sanctions and anti-corruption violations. Challenge your practical knowledge of risks and regulations with complex scenarios that pose uncertainty to even the savviest compliance officer.
Including Possible Discussion on:
- Investigating and escalating
- Calling for backup? Best practices for engaging with outside counsel
- Determining “if” and “when” to notify C-Suite leadership and the Board
- To voluntarily disclose… or not
- Whistleblower considerations
